SEC Form 4 · accession 0001127602-19-010777
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy C. Stadler
Officer — Principal Accounting Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 11, 2019 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Mar 1, 2019 | A | 5,543 | $0.00 | A | 35,160 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 11,594 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $23.45 | Mar 1, 2019 | A | 13,361 | A | — | Feb 8, 2029 | Common Stock $0.01 Par Value | 13,361 | 13,361 | D |
Explanation of responses
- F1Includes 5,543 shares underlying time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on 2/8/2020.
- F2Option vests in four equal annual installments beginning on February 8, 2020.