SEC Form 4 · accession 0001127602-19-008852
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Del Moral-Niles
Officer — Chief Financial Officer
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 12:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 27, 2019 | M | 23,973 | $17.24 | A | 93,655 | D | |
| Common Stock $0.01 Par Value | Feb 27, 2019 | F | 20,593 | $23.49 | D | 73,062 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 22,993 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.24 | Feb 27, 2019 | M | 23,973 | D | — | Feb 2, 2025 | Common Stock $0.01 Par Value | 23,973 | 25,000 | D |
Explanation of responses
- F1Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.
- F2Option vests in four equal annual installments beginning on February 8, 2016.