SEC Form 4 · accession 0001127602-19-007907
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Del Moral-Niles
Officer — Chief Financial Officer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 22, 2019 | M | 11,744 | $17.67 | A | 81,426 | D | |
| Common Stock $0.01 Par Value | Feb 22, 2019 | F | 10,169 | $23.66 | D | 71,257 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 21,418 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.67 | Feb 22, 2019 | M | 11,744 | D | — | Mar 17, 2024 | Common Stock $0.01 Par Value | 11,744 | 0 | D |
Explanation of responses
- F1Shares were surrendered to satisfy tax withholding obligation arising from the exercise of stock options.
- F2Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.