SEC Form 4 · accession 0001127602-19-005416
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Utz
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 12, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Feb 5, 2019 | A | 13,504 | $0.00 | A | 70,923 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 10,687 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | — | Feb 5, 2019 | D | 12,727 | D | — | — | Common Stock $0.01 Par Value | 12,727 | 0 | D |
Explanation of responses
- F1Shares were incorrectly reported on Table II as Phantom Stock Units. Shares are now being reported as Common Stock on Table I and include shares acquired pursuant to accrued dividend equivalent units.