SEC Form 4 · accession 0001127602-19-005239
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Lau
Officer — Executive Vice President
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 11, 2019 | M | 3,000 | $17.24 | A | 52,757 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 1,432 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.24 | Feb 11, 2019 | M | 3,000 | D | — | Feb 2, 2025 | Common Stock $0.01 Par Value | 3,000 | 3,612 | D |
Explanation of responses
- F1Option vests in four equal annual installments beginning on February 8, 2016.