SEC Form 4 · accession 0001127602-19-005235
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Hankerd
Officer — Executive Vice President
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 10:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 11, 2019 | M | 4,114 | $18.59 | A | 32,141 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 1,914 | $22.46 | D | 30,227 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 2,000 | $22.47 | D | 28,227 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 200 | $22.4725 | D | 28,027 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | M | 3,899 | $17.50 | A | 31,926 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 2,277 | $22.46 | D | 29,649 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 1,400 | $22.47 | D | 28,249 | D | |
| Common Stock $0.01 Par Value | Feb 11, 2019 | S | 222 | $22.475 | D | 28,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $18.59 | Feb 11, 2019 | M | 4,114 | D | — | Mar 3, 2025 | Common Stock $0.01 Par Value | 4,114 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $17.50 | Feb 11, 2019 | M | 3,899 | D | — | Feb 26, 2026 | Common Stock $0.01 Par Value | 3,899 | 3,899 | D |
Explanation of responses
- F1Options vests in four equal installments beginning on February 8, 2016.
- F2Options vests in four equal installments beginning on February 8, 2017.