SEC Form 4 · accession 0001127602-19-004776
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Del Moral-Niles
Officer — Chief Financial Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 7, 2019 | M | 37,411 | $17.02 | A | 110,485 | D | |
| Common Stock $0.01 Par Value | Feb 7, 2019 | F | 31,113 | $22.62 | D | 79,372 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 25,001 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.02 | Feb 7, 2019 | M | 37,411 | D | — | Jan 27, 2024 | Common Stock $0.01 Par Value | 37,411 | 0 | D |
Explanation of responses
- F1Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.
- F2Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.