SEC Form 4 · accession 0001127602-19-004680
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole M Kitowski
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 5, 2019 | A | 5,565 | $0.00 | A | 20,432 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 1,977 | I | 401(k) Plan | |
| Common Stock $0.01 Par Value | holding | — | — | — | 13 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $22.01 | Feb 5, 2019 | A | 22,000 | A | — | Feb 5, 2029 | Common Stock $0.01 Par Value | 22,000 | 22,000 | D |
Explanation of responses
- F1Includes 5,565 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.
- F2Option vests in four equal annual installments beginning on February 8, 2020.