SEC Form 4 · accession 0001127602-19-004679
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Hankerd
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 5, 2019 | A | 6,201 | $0.00 | A | 29,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $22.01 | Feb 5, 2019 | A | 23,294 | A | — | Feb 5, 2029 | Common Stock $0.01 Par Value | 23,294 | 23,294 | D |
Explanation of responses
- F1Includes 6,201 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.
- F2Option vests in four equal annual installments beginning on February 8, 2020.