SEC Form 4 · accession 0001127602-19-004192
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Lommen
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 1, 2019 | A | 5,499 | $21.82 | A | 144,693 | D | |
| Common Stock $0.01 Par ValueF2 | holding | — | — | — | 16,426 | I | By Corporation | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,980 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.
- F2Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.