SEC Form 4 · accession 0001127602-18-036868
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Crowley Jr.
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Dec 17, 2018 | A | 39 | $20.39 | A | 681,944 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 59,728 | I | By Spouse | |
| Common Stock $0.01 Par ValueF2 | holding | — | — | — | 17,503 | I | By Trust | |
| Common Stock $0.01 Par ValueF2 | holding | — | — | — | 39,743 | I | By Trust | |
| Common Stock $0.01 Par ValueF2 | holding | — | — | — | 31,311 | I | By Trust | |
| Common Stock $0.01 Par ValueF2 | holding | — | — | — | 60,332 | I | By Trust | |
| 401(k) PlanF3 | holding | — | — | — | 69,132 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F2As trustee of a trust.
- F3Represents shares of Associated Common Stock held in Bank Mutual Corporation 401(k) Plan received by the Insider in the Merger in exchange for shares of Bank Mutual Common Stock formerly held in the plan, based on most recent plan report.