SEC Form 4 · accession 0001127602-18-036529
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Del Moral-Niles
Officer — Chief Financial Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 2:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Dec 14, 2018 | G | 1,154 | $0.00 | D | 57,337 | D | |
| Common Stock $0.01 Par ValueF2 | Dec 14, 2018 | S | 2,239 | $20.8615 | D | 55,098 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 23,529 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction is a gift; therefore, price is not applicable.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.86 to $20.863, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.