SEC Form 4 · accession 0001127602-18-028197
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip B Flynn
Officer — President & CEO · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Non-Cumulative Perpetual Preferred Stock, Series E (ASBPRE)F1 | Sep 19, 2018 | P | 10,000 | $25.00 | A | 10,000 | I | By Family Trust |
| Non-Cumulative Perpetual Preferred Stock, Series E (ASBPRE)F1 | Sep 19, 2018 | P | 65,000 | $25.00 | A | 65,000 | I | By IRA (Spouse) |
| Non-Cumulative Perpetual Preferred Stock, Series E (ASBPRE)F1,F2 | Sep 19, 2018 | P | 115,000 | $25.00 | A | 115,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.
- F2Nature of ownership is by IRA