SEC Form 4 · accession 0001127602-18-023838
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Lau
Officer — Executive Vice President
Period of report
Jul 24, 2018
Accepted (ET)
Jul 25, 2018 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Jul 24, 2018 | M | 19,834 | $17.24 | A | 69,098 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 34 | $27.975 | D | 69,064 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 2,799 | $28.00 | D | 66,265 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 1,100 | $28.025 | D | 65,165 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 5,001 | $28.05 | D | 60,164 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 1,600 | $28.075 | D | 58,564 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 3,300 | $28.10 | D | 55,264 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 4,400 | $28.125 | D | 50,864 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 1,100 | $28.15 | D | 49,764 | D | |
| Common Stock $0.01 Par Value | Jul 24, 2018 | S | 500 | $28.175 | D | 49,264 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 1,406 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.24 | Jul 24, 2018 | M | 19,834 | D | — | Feb 2, 2025 | Common Stock $0.01 Par Value | 19,834 | 6,612 | D |
Explanation of responses
- F1Option vests in four equal annual installments beginning on February 8, 2016.