SEC Form 4 · accession 0001127602-18-017168
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Hankerd
Officer — Executive Vice President
Period of report
May 10, 2018
Accepted (ET)
May 11, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | May 10, 2018 | M | 4,946 | $17.67 | A | 28,481 | D | |
| Common Stock $0.01 Par Value | May 10, 2018 | S | 4,946 | $26.9112 | D | 23,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.67 | May 10, 2018 | M | 4,946 | D | — | Mar 17, 2024 | Common Stock $0.01 Par Value | 4,946 | 0 | D |
Explanation of responses
- F1Total shares for Grant expiring 3/17/2024
- F2Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.