SEC Form 4 · accession 0001127602-18-011357
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Lau
Officer — Executive Vice President
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Mar 12, 2018 | M | 19,558 | $17.02 | A | 68,822 | D | |
| Common Stock $0.01 Par Value | Mar 12, 2018 | S | 2,681 | $26.70 | D | 66,141 | D | |
| Common Stock $0.01 Par Value | Mar 12, 2018 | S | 100 | $26.725 | D | 66,041 | D | |
| Common Stock $0.01 Par Value | Mar 12, 2018 | S | 14,487 | $26.75 | D | 51,554 | D | |
| Common Stock $0.01 Par Value | Mar 12, 2018 | S | 2,290 | $26.775 | D | 49,264 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 1,392 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.02 | Mar 12, 2018 | M | 19,558 | D | — | Jan 27, 2024 | Common Stock $0.01 Par Value | 19,558 | 0 | D |
Explanation of responses
- F1Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.