SEC Form 4 · accession 0001127602-18-006562
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C. Piotrowski
Officer — Executive Vice President
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 15, 2018 | J | 104 | $24.783 | A | 24,209 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2018 | M | 5,492 | $17.24 | A | 29,701 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2018 | S | 5,492 | $24.75 | D | 24,209 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2018 | M | 5,234 | $17.38 | A | 29,443 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2018 | S | 5,234 | $24.75 | D | 24,209 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.24 | Feb 15, 2018 | M | 5,492 | D | — | Feb 2, 2025 | Common Stock $0.01 Par Value | 5,492 | 5,492 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $17.38 | Feb 15, 2018 | M | 5,234 | D | — | Feb 1, 2026 | Common Stock $0.01 Par Value | 5,234 | 10,469 | D |
Explanation of responses
- F1Shares were purchased within the Issuer's Employee Stock Purchase Plan.
- F2Option vests in four equal annual installments beginning on February 8, 2016.
- F3Option vests in four equal annual installments beginning on February 8, 2017.