SEC Form 4 · accession 0001127602-18-006014
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P. Hankerd
Officer — Executive Vice President
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 13, 2018 | M | 4,113 | $18.59 | A | 27,648 | D | |
| Common Stock $0.01 Par Value | Feb 13, 2018 | S | 4,113 | $23.95 | D | 23,535 | D | |
| Common Stock $0.01 Par Value | Feb 13, 2018 | M | 3,899 | $17.50 | A | 27,434 | D | |
| Common Stock $0.01 Par Value | Feb 13, 2018 | S | 3,899 | $23.95 | D | 23,535 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $18.59 | Feb 13, 2018 | M | 4,113 | D | — | Mar 3, 2025 | Common Stock $0.01 Par Value | 4,113 | 4,114 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $17.50 | Feb 13, 2018 | M | 3,899 | D | — | Feb 26, 2026 | Common Stock $0.01 Par Value | 3,899 | 7,798 | D |
Explanation of responses
- F1Options vests in four equal installments beginning on February 8, 2016.
- F2Options vests in four equal installments beginning on February 8, 2017.