SEC Form 4 · accession 0001127602-18-004692
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Spencer Payne Jr.
Officer — Executive Vice President
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 6, 2018 | A | 6,184 | $0.00 | A | 16,072 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $24.25 | Feb 6, 2018 | A | 22,603 | A | — | Feb 6, 2028 | Common Stock $0.01 Par Value | 22,603 | 22,603 | D |
Explanation of responses
- F1Includes 2,061shares attributable to the time-based portion, of PRSUs granted in 2017, and 4,123shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.
- F2Option vests in four equal annual installments beginning on February 8, 2019.