SEC Form 4 · accession 0001127602-18-000926
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Jeffe
Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF1 | $0.00 | Jan 2, 2018 | I | 5,015 | D | — | — | Common Stock $0.01 Par Value | 5,015 | 17,137 | D |
Explanation of responses
- F1Each share of phantom stock entitled the reporting person to receive, the cash value of one share of ASB common stock. Prior to payment, the reporting person had the right to transfer the value of his phantom stock account into an alternative investment account. Phantom stock units remained in the Director's Deferred Compensation Plan until January 2, 2018 on which date such account balance was distributed pursuant to the Insider's distribution election(s) on file.