SEC Form 4 · accession 0001127602-18-000118
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Stein
Officer — Executive Vice President
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Dec 28, 2017 | F | 24 | $25.80 | D | 37,494 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 44,309 | I | by Trust | |
| Common Stock $0.01 Par Value | holding | — | — | — | 5,398 | I | 401(k) Plan | |
| Common Stock $0.01 Par Value | holding | — | — | — | 400 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.