SEC Form 4 · accession 0001127602-17-025389
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C. Piotrowski
Officer — Executive Vice President
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Aug 8, 2017 | M | 10,984 | $17.24 | A | 30,479 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | S | 400 | $23.50 | D | 30,079 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | S | 5,500 | $23.525 | D | 24,579 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | S | 4,684 | $23.55 | D | 19,895 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | S | 400 | $23.575 | D | 19,495 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | M | 5,234 | $17.38 | A | 24,729 | D | |
| Common Stock $0.01 Par Value | Aug 8, 2017 | S | 5,234 | $23.575 | D | 19,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.24 | Aug 8, 2017 | M | 10,984 | D | — | Feb 2, 2025 | Common Stock $0.01 Par Value | 10,984 | 10,984 | D |
| Non-qualified Stock Option (Right to Buy)F2 | $17.38 | Aug 8, 2017 | M | 5,234 | D | — | Feb 1, 2026 | Common Stock $0.01 Par Value | 5,234 | 15,703 | D |
Explanation of responses
- F1Option vests in four equal annual installments beginning on February 8, 2016.
- F2Option vests in four equal annual installments beginning on February 8, 2017.