SEC Form 4 · accession 0001127602-17-021725
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Lommen
Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 19, 2017 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Jun 12, 2017 | J | 3 | $25.423 | A | 132,466 | D | |
| Common Stock $0.01 Par Value | Jun 15, 2017 | A | 97 | $25.25 | A | 132,563 | D | |
| Common Stock $0.01 Par Value | Jun 15, 2017 | A | 25 | $25.25 | A | 132,588 | D | |
| Common Stock $0.01 Par ValueF4 | holding | — | — | — | 16,426 | I | By Corporation | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,980 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.
- F2Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F3Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F4Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.