SEC Form 4 · accession 0001127602-17-011366
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breck F. Hanson
Officer — Executive Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Mar 10, 2017 | M | 30,913 | $12.97 | A | 57,262 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 5,681 | $25.05 | D | 51,581 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 5,000 | $25.10 | D | 46,581 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 4,989 | $25.125 | D | 41,592 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 5,397 | $25.15 | D | 36,195 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 7,841 | $25.175 | D | 28,354 | D | |
| Common Stock $0.01 Par Value | Mar 10, 2017 | S | 2,005 | $25.20 | D | 26,349 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,356 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $12.97 | Mar 10, 2017 | M | 30,913 | D | — | Jan 23, 2022 | Common Stock $0.01 Par Value | 30,913 | 0 | D |
Explanation of responses
- F1Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.