SEC Form 4 · accession 0001127602-17-007175
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip B Flynn
Officer — President & CEO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 17, 2017 | M | 208,214 | $12.97 | A | 395,591 | D | |
| Common Stock $0.01 Par Value | Feb 17, 2017 | S | 24,808 | $26.00 | D | 370,783 | D | |
| Common Stock $0.01 Par Value | Feb 17, 2017 | S | 14,730 | $26.025 | D | 356,053 | D | |
| Common Stock $0.01 Par Value | Feb 17, 2017 | S | 123,800 | $26.05 | D | 232,253 | D | |
| Common Stock $0.01 Par Value | Feb 17, 2017 | S | 42,301 | $26.075 | D | 189,952 | D | |
| Common Stock $0.01 Par Value | Feb 17, 2017 | S | 2,575 | $26.10 | D | 187,377 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 491,449 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $12.97 | Feb 17, 2017 | M | 208,214 | D | — | Jan 23, 2022 | Common Stock $0.01 Par Value | 208,214 | 0 | D |
Explanation of responses
- F1Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.