SEC Form 4 · accession 0001127602-17-006812
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith M Docter
Officer — Executive Vice President
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 15, 2017 | J | 9 | $26.245 | A | 41,276 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2017 | M | 20,000 | $24.89 | A | 61,276 | D | |
| Common Stock $0.01 Par Value | Feb 15, 2017 | S | 20,000 | $26.30 | D | 41,276 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 8,765 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $24.89 | Feb 15, 2017 | M | 20,000 | D | — | Jan 23, 2018 | Common Stock $0.01 Par Value | 20,000 | 0 | D |
Explanation of responses
- F1Shares were purchased within the Issuer's Employee Stock Purchase Plan.
- F2Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.