SEC Form 4 · accession 0001127602-17-004816
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yee
Officer — Executive Vice President
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 8, 2017 | F | 1,639 | $25.05 | D | 67,522 | D | |
| Common Stock $0.01 Par Value | Feb 8, 2017 | M | 8,599 | $17.38 | A | 76,121 | D | |
| Common Stock $0.01 Par Value | Feb 8, 2017 | S | 8,599 | $25.15 | D | 67,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.38 | Feb 8, 2017 | M | 8,599 | D | — | Feb 1, 2026 | Common Stock $0.01 Par Value | 8,599 | 25,797 | D |
Explanation of responses
- F1Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
- F2Option vests in four equal annual installments beginning on February 8, 2017.