SEC Form 4 · accession 0001127602-17-003029
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip B Flynn
Officer — President & CEO · Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Jan 27, 2017 | F | 3,234 | $25.45 | D | 126,501 | D | |
| Common Stock $0.01 Par Value | Jan 30, 2017 | S | 3,000 | $25.00 | D | 498,449 | I | by Trust |
| Common Stock $0.01 Par Value | Jan 30, 2017 | S | 7,000 | $25.005 | D | 491,449 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.
- F2This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2016.