SEC Form 4 · accession 0001127602-16-070397
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Lommen
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 19, 2016 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Dec 12, 2016 | J | 3 | $24.715 | A | 128,225 | D | |
| Common Stock $0.01 Par Value | Dec 15, 2016 | A | 102 | $25.10 | A | 128,327 | D | |
| Common Stock $0.01 Par ValueF3 | holding | — | — | — | 16,426 | I | By Corporation | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,980 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.
- F2Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F3Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.