SEC Form 4 · accession 0001127602-16-069838

ASSOCIATED BANC-CORP · ASB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 11:25 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000007789

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $0.01 Par Value	Dec 9, 2016	M	10,000	$17.26	A	41,293	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	7,999	$25.005	D	33,294	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	1,501	$25.05	D	31,793	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	500	$25.075	D	31,293	D
Common Stock $0.01 Par Value	Dec 9, 2016	M	14,500	$12.97	A	45,793	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	5,348	$24.95	D	40,445	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	1,476	$24.955	D	38,969	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	100	$24.975	D	38,869	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	5,076	$25.00	D	33,793	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	600	$25.025	D	33,193	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	1,800	$25.05	D	31,393	D
Common Stock $0.01 Par Value	Dec 9, 2016	S	100	$25.075	D	31,293	D
Common Stock $0.01 Par Value	holding	—	—		—	8,738	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$17.26	Dec 9, 2016	M	10,000	D	—	Jan 28, 2019	Common Stock $0.01 Par Value	10,000	0	D
Non-qualified Stock Option (Right to Buy)^F1	$12.97	Dec 9, 2016	M	14,500	D	—	Jan 23, 2022	Common Stock $0.01 Par Value	14,500	14,767	D

F1Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.