SEC Form 4 · accession 0001127602-16-069484
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yee
Officer — Executive Vice President
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Dec 7, 2016 | M | 4,660 | $17.67 | A | 62,695 | D | |
| Common Stock $0.01 Par Value | Dec 7, 2016 | S | 4,060 | $24.10 | D | 58,635 | D | |
| Common Stock $0.01 Par Value | Dec 7, 2016 | S | 600 | $24.125 | D | 58,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.67 | Dec 7, 2016 | M | 4,660 | D | — | Mar 17, 2024 | Common Stock $0.01 Par Value | 4,660 | 4,660 | D |
Explanation of responses
- F1Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.