SEC Form 4 · accession 0001127602-16-068624
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Bohn
Officer — Executive Vice President
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Nov 28, 2016 | M | 5,000 | $17.26 | A | 37,865 | D | |
| Common Stock $0.01 Par Value | Nov 28, 2016 | S | 2,500 | $22.505 | D | 35,365 | D | |
| Common Stock $0.01 Par Value | Nov 28, 2016 | S | 2,500 | $22.55 | D | 32,865 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 14,379 | I | 401(k) Plan | |
| Common Stock $0.01 Par Value | holding | — | — | — | 106 | I | Spouse IRA rollover acct |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $17.26 | Nov 28, 2016 | M | 5,000 | D | — | Jan 28, 2019 | Common Stock $0.01 Par Value | 5,000 | 0 | D |
Explanation of responses
- F1Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.