SEC Form 4 · accession 0001127602-16-065511
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J. Erickson
Officer — Executive Vice President
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 12:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Oct 27, 2016 | M | 26,831 | $14.02 | A | 92,076 | D | |
| Common Stock $0.01 Par Value | Oct 27, 2016 | F | 21,648 | $19.95 | D | 70,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $14.02 | Oct 27, 2016 | M | 26,831 | D | — | Jan 22, 2023 | Common Stock $0.01 Par Value | 26,831 | 0 | D |
Explanation of responses
- F1Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.