SEC Form 4 · accession 0001127602-16-062718
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith M Docter
Officer — Executive Vice President
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Sep 15, 2016 | J | 12 | $19.425 | A | 35,631 | D | |
| Depositary Shrs Representing 8% Perpetual Pref Stk, Series B | Sep 15, 2016 | J | 200 | $25.50 | D | 0 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 8,702 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were purchased within the Issuer's Employee Stock Purchase Plan.
- F2The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.