SEC Form 4 · accession 0001127602-16-062709
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Jeffe
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Sep 15, 2016 | A | 120 | $19.47 | A | 38,815 | D | |
| Depositary Shrs Representing 8% Perpetual Pref Stk, Series B | Sep 15, 2016 | J | 36,420 | $25.50 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F2The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.