SEC Form 4 · accession 0001127602-16-059694
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Yee
Officer — Executive Vice President
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Aug 5, 2016 | M | 9,983 | $14.02 | A | 72,368 | D | |
| Common Stock $0.01 Par Value | Aug 5, 2016 | S | 9,983 | $19.19 | D | 62,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $14.02 | Aug 5, 2016 | M | 9,983 | D | — | Jan 22, 2023 | Common Stock $0.01 Par Value | 9,983 | 0 | D |
Explanation of responses
- F1Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.