SEC Form 4 · accession 0001127602-16-053889
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Bohn
Officer — Executive Vice President
Period of report
May 27, 2016
Accepted (ET)
May 31, 2016 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | May 27, 2016 | M | 11,835 | $14.02 | A | 44,893 | D | |
| Common Stock $0.01 Par Value | May 27, 2016 | S | 2,312 | $18.67 | D | 42,581 | D | |
| Common Stock $0.01 Par Value | May 27, 2016 | S | 200 | $18.675 | D | 42,381 | D | |
| Common Stock $0.01 Par Value | May 27, 2016 | S | 5,942 | $18.68 | D | 36,439 | D | |
| Common Stock $0.01 Par Value | May 27, 2016 | S | 2,800 | $18.685 | D | 33,639 | D | |
| Common Stock $0.01 Par Value | May 27, 2016 | S | 581 | $18.69 | D | 33,058 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 14,227 | I | 401(k) Plan | |
| Common Stock $0.01 Par Value | holding | — | — | — | 104 | I | Spouse IRA rollover acct |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $14.02 | May 27, 2016 | M | 11,835 | D | — | Jan 22, 2023 | Common Stock $0.01 Par Value | 11,835 | 3,946 | D |
Explanation of responses
- F1Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.