SEC Form 4/A · accession 0001127602-16-041814
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy J Lau
Officer — Executive Vice President
Period of report
Feb 1, 2016
Accepted (ET)
Feb 17, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 1, 2016 | F | 3,440 | $17.38 | D | 53,673 | D | |
| Common Stock $0.01 Par Value | Feb 2, 2016 | F | 397 | $16.88 | D | 53,276 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 1,337 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to an administrative error, the Form 4 filed on February 3, 2016 did not reflect the surrender of shares by the reporting person to satisfy tax withholding obligations resulting from the vesting of restricted stock unit awards ("RSUs").
- F2Due to an administrative error, the Form 4 filed on February 3, 2016 did not accurately reflect the number of shares that were surrendered by the reporting person to satisfy tax withholding obligations resulting from the vesting of RSUs.