SEC Form 4 · accession 0001127602-16-039389
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip B Flynn
Officer — President & CEO · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Feb 1, 2016 | A | 121,729 | $0.00 | A | 234,514 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 416,670 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $17.38 | Feb 1, 2016 | A | 186,938 | A | — | Feb 1, 2026 | Common Stock $0.01 Par Value | 186,938 | 186,938 | D |
Explanation of responses
- F1Includes 67789 shares awarded pursuant to vesting of previously granted performance based restricted stock units ("RSUs"); 17980 shares attributable to the time-based portion of RSUs granted in 2016; and 35960 shares of restricted stock granted in 2016, which vests in four equal annual installments beginning on February 8, 2017.
- F2Option vests in four equal annual installments beginning on February 8, 2017.