SEC Form 4 · accession 0001127602-16-037583
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Lommen
Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2,F3 | $0.00 | Jan 20, 2016 | A | 1,221 | A | — | — | Common Stock $0.01 Par Value | 1,221 | 63,205 | D |
Explanation of responses
- F1"Stock units" awarded under Director's Deferred Compensation Plan.
- F2Stock units are 100% vested at the time of the acquisition.
- F3Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.