SEC Form 4 · accession 0001127602-15-029452
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ruth M Crowley
Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF2,F3 | $0.00 | Oct 20, 2015 | A | 92 | A | — | — | Common Stock $0.01 Par Value | 92 | 23,860 | D |
Explanation of responses
- F1"Stock units" awarded under Director's Deferred Compensation Plan.
- F2Stock units are 100% vested at the time of the acquisition.
- F3Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.