SEC Form 4 · accession 0001127602-15-027256
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Lommen
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Sep 15, 2015 | A | 82 | $18.59 | A | 121,988 | D | |
| Common Stock $0.01 Par Value | Sep 15, 2015 | J | 3 | $18.5345 | A | 121,991 | D | |
| Common Stock $0.01 Par ValueF3 | holding | — | — | — | 16,426 | I | By Corporation | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,980 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F2Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.
- F3Stock is owned by Courtesy Corporation; Mr. Lommen serves as Chairman and a director of Courtesy Corporation.