SEC Form 4/A · accession 0001127602-15-023416
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William M Bohn
Officer — Executive Vice President
Period of report
Jul 22, 2015
Accepted (ET)
Jul 27, 2015 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Jul 22, 2015 | M | 8,500 | $14.26 | A | 36,237 | D | |
| Common Stock $0.01 Par Value | Jul 22, 2015 | S | 8,500 | $20.4318 | D | 27,737 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 13,637 | I | 401(k) Plan | |
| Common Stock $0.01 Par Value | holding | — | — | — | 102 | I | Spouse IRA rollover acct |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $14.26 | Jul 22, 2015 | M | 8,500 | D | — | Jan 25, 2021 | Common Stock $0.01 Par Value | 8,500 | 0 | D |
Explanation of responses
- F1Due to clerical error the price was incorrectly stated as $8,500 and the correct price should have been $14.26.
- F2Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.