SEC Form 4 · accession 0001127602-15-023354
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J. Erickson
Officer — Executive Vice President
Period of report
Jul 22, 2015
Accepted (ET)
Jul 24, 2015 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Jul 22, 2015 | M | 25,359 | $13.41 | A | 67,479 | D | |
| Common Stock $0.01 Par Value | Jul 22, 2015 | F | 19,689 | $20.44 | D | 47,790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $13.41 | Jul 22, 2015 | M | 25,359 | D | — | Apr 19, 2022 | Common Stock $0.01 Par Value | 25,359 | 0 | D |
Explanation of responses
- F1Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.