SEC Form 4 · accession 0001127602-15-010634

ASSOCIATED BANC-CORP · ASB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Mar 5, 2015

Accepted (ET)

Mar 9, 2015 · 5:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000007789

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock $0.01 Par Value^F1	Mar 5, 2015	S	11,500	$18.4291	D	56,419	D
Common Stock $0.01 Par Value	Mar 9, 2015	M	16,682	$12.97	A	73,101	D
Common Stock $0.01 Par Value	Mar 9, 2015	S	16,682	$18.6479	D	56,419	D
Common Stock $0.01 Par Value	Mar 9, 2015	M	8,482	$14.02	A	64,901	D
Common Stock $0.01 Par Value	Mar 9, 2015	S	8,482	$18.6479	D	56,419	D
Common Stock $0.01 Par Value	holding	—	—		—	8,167	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F2	$12.97	Mar 9, 2015	M	16,682	D	—	Jan 23, 2022	Common Stock $0.01 Par Value	16,682	16,681	D
Non-qualified Stock Option (Right to Buy)^F3	$14.02	Mar 9, 2015	M	8,482	D	—	Jan 22, 2023	Common Stock $0.01 Par Value	8,482	16,837	D

F1Balance reflects the transfer pursuant to a domestic relations order of 13,395 shares of Associated Banc-Corp common stock to the reporting person's former spouse since the date of his last ownership report.
F2Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
F3Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.