SEC Form 4 · accession 0000007789-26-000231
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Williams
Director
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 1:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Sep 15, 2026 | A | 36 | $30.32 | A | 67,849 | D | |
| Common Stock $0.01 Par Value | Sep 15, 2026 | A | 345 | $30.32 | A | 68,194 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 8,000 | I | IRA (sole voting rights) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock $0.01 Par Value | 5,229 | 5,229 | D |
Explanation of responses
- F1Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
- F2Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
- F3Stock units are 100% vested at the time of acquisition.
- F4Phanton stock units will remain in Insider's nonqualified benefit plan until such plan account balance is distributed pursuant to Insider's distribution election(s) on file.