SEC Form 4 · accession 0000007789-26-000207
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Warsek
Officer — EVP
Period of report
Aug 12, 2026
Accepted (ET)
Aug 13, 2026 · 12:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Aug 12, 2026 | S | 3,282 | $32.00 | D | 13,809 | D | |
| Common Stock $0.01 Par Value | Aug 12, 2026 | M | 13,018 | $26.00 | A | 26,827 | D | |
| Common Stock $0.01 Par ValueF1 | Aug 12, 2026 | S | 13,018 | $32.01 | D | 13,809 | D | |
| Common Stock $0.01 Par Value | Aug 12, 2026 | I | 14,927 | $0.00 | D | 13,605 | I | By 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy)F3 | $26.00 | Aug 12, 2026 | M | 13,018 | D | — | Feb 27, 2027 | Common Stock $0.01 Par Value | 13,018 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.015, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
- F2Reflects the intra-plan transfer (reallocation) of equivalent units of Issuer common stock out of the Issuer stock fund and into an alternative investment fund within the Issuer's 401(k) Plan.
- F3Options vest in four equal annual installments beginning 2/8/2018.