SEC Form 4 · accession 0000007789-26-000197
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J. Erickson
Officer — Executive Vice President
Period of report
Jul 30, 2026
Accepted (ET)
Aug 3, 2026 · 3:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Jul 30, 2026 | S | 90,573 | $30.755 | D | 48,542 | D | |
| Common Stock $0.01 Par Value | Jul 30, 2026 | M | 26,480 | $25.20 | A | 75,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $25.20 | Jul 30, 2026 | M | 26,480 | D | — | Feb 6, 2027 | Common Stock $0.01 Par Value | 26,480 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.605 to $30.86, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
- F2Option vests in four equal annual installments beginning on February 8, 2018.