SEC Form 4 · accession 0000007789-26-000162
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Haddad
Director
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 12:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Jun 15, 2026 | J | 33 | $29.4088 | A | 8,758 | D | |
| Common Stock $0.01 Par Value | Jun 15, 2026 | A | 38 | $29.22 | A | 8,796 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 5,750 | I | By Trust (with voting rights) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitF3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock $0.01 Par Value | 69,403 | 69,403 | D |
Explanation of responses
- F1The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
- F3Stock units are 100% vested at the time of the acquisition.
- F4Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.