SEC Form 4 · accession 0000899243-17-000314
PDC ENERGY, INC. · PDCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barton R Brookman Jr.
Officer — CEO, President & Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000077877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 30, 2016 | F | 4,663 | $72.58 | D | 143,010 | D | |
| Common Stock | Jan 3, 2017 | S | 1,700 | $73.53 | D | 141,310 | D | |
| Common StockF3 | holding | — | — | — | 3,750 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock surrendered to issuer to cover tax withholding obligation of the reporting person upon vesting of shares of restricted stock units pursuant to time-based vesting.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on November 8, 2016.
- F3401(k) Plan holdings as of January 3, 2017.